PRIVATE INVESTORS

Page Summary: The small print about our relationship, if you subscribe for specific personal advice as a private investor

Services

  • We provide investment advisory services, non-discretionary investment management and arrange transaction in shares, government bonds, currencies and units of collective investment schemes in the United Kingdom or elsewhere. This is subject to the rules and regulations of FSA, and the Code of Conduct, which require us to act in the best interests of our customers.

Investment Objectives

  • In respect of those of your investments for which we provide services, we are proceeding on the basis that  your current investment objective is primarily to maximise capital growth, that the amount of volatility you are prepared to accept is within the range to be expected for any single equity country fund, but that you are not intending to use any advice we may offer for the purposes of dealings in penny shares, warrants, options, derivatives or any contracts for differences.

  • If this is incorrect, you should consult an Independent Financial Adviser, as some of the investments may be unsuitable. Under the rules of FSA, we may recommend to you only investments which we have reasonable grounds for believing are suitable for you. If you wish us to act for you in this capacity, please complete the forms for an Independent Financial Adviser and provide us with information about your financial circumstances.

Charges

Personal Contact

  • Any personal visits, telephone conversations or other interactive dialogue related to our role as an Independent Financial Adviser for you will be a solicited financial promotion, once you have completed and returned that form.

Risk Warning

  • Investment in stock market listed securities and collective investment vehicles carries various financial risks. These include partial or complete loss of capital, adverse foreign exchange movements and dividend reductions.

Packaged Products

  • We will be acting as an independent agent and not as a tied agent in respect of any packaged investment products that we may provide. We may receive the standard commission of each vendor, unless we have previously agreed to rebate such charges in your favour.

Conflicts of Interest

  • When we give investment advice, we, an associated company or some other person connected with us, may have an interest, relationship or arrangement that is material to the investment concerned. However our staff is required to comply with a policy of independence and disregard any such interest when making recommendations to you.

     

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Copyright © 1999 Professional Investment Tools Ltd., authorised by the Financial Services Authority. Independent Financial Adviser (UK) and member of Investorside Research Association (US). Please read Financial Health Warning and Licence Agreement. UK laws apply exclusively. Principal sources: Consensus Economics, Corel Corp., FIBV, Global Financial Data, PIT, national governments and stock exchanges. Information and opinions are based on sources believed to be reliable and accurate. However PIT does not guarantee this to be the case, and does not accept liability for any loss arising. This is for information only and does not constitute a solicitation to deal in any securities. Opinions are liable to change. Past performance is no guarantee of future success. Last modified: November 03, 2006.